Architectural Flashing Supply
Start a Quote
Closeout, punch lists and warranties · Lesson 1 of 4

Closeout, punch lists and warranties: principles and terminology

What closeout is, the two completion milestones, who writes and checks a punch list, how a warranty differs from maintenance, and which warranties sit on a flashing job.

You will be able to: Explain, in the words of the forms and specifications used here, what the Certificate of Substantial Completion records, what a punch list is and what final completion follows, how a warranty differs from maintenance, and who prepares, checks and accepts each closeout document.

18 min · 12 slides · 16 questions

All lessons in this module
Slide 1 of 12

Why closeout is a phase of its own

Closeout is where a nearly finished job becomes a finished one: the last items are fixed, the paper is handed over and the warranty clocks start.

On form G704-2017, the architect signs and dates the Certificate of Substantial Completion.

Form G704-2017 says required warranties commence on the date of Substantial Completion unless another start date is named.

Sources

Videos for this lesson

What this video shows: The publisher of the G704 form describes it as a standard form for recording the date of substantial completion and shows how to complete it. Your contract may use a different form.

Video: Filling Out the G704-2017 Certificate of Substantial Completion by AIA Contract Documents, on YouTube. Chosen from the video's published description.

What this video shows: Compares the three main kinds of metal-roof warranty, using one coil supplier's warranties as the example; much of it is specific to that supplier.

Video: Metal Roofing Manufacturer Warranties: Substrate, Paint, Weathertight by The Metal Roofing Channel, on YouTube. Chosen from the video's published description.

Glossary

UH 01 77 00
Section 01 77 00, Closeout Procedures, of the University of Houston's master construction specifications (revision date 29 January 2016). It is one owner's specification, used in this module as an example, so its rules are not universal.
Substantial Completion
The date recorded on the Certificate of Substantial Completion, signed and dated by the architect, for the Work or a designated portion. Under form G704-2017 required warranties commence on this date unless the parties name another start date.
Punch list
The contractor's list of items still to be completed or corrected at Substantial Completion. The form G704-2017 help page has the contractor prepare it in its synopsis and the architect provide it in its instructions, so the contract decides who writes it; the architect verifies and amends it. One owner's specification also has it show the value of each item and the reason the work is incomplete, while the form G704-2017 instructions have the architect establish a cost estimate of the work.
Final Completion
In the University of Houston specification, the point the final inspection determines. Before requesting it the contractor submits a final application for payment, the architect's certified list, evidence of continuing insurance and a pest-control report, and afterwards the architect prepares a final Certificate for Payment. The results of the Substantial Completion inspection form the basis of its requirements.
Warranty
In FAR 52.246-21, the contractor warrants that the work conforms to the contract requirements and is free of any defect in equipment, material or design furnished, or workmanship performed, and remedies a failure or defect at its own expense. Makers issue their own warranties under their own forms.
Certified list of incomplete items
In the University of Houston specification, a copy of the architect's Substantial Completion list, endorsed and dated by the architect, stating that each item has been completed or otherwise resolved. It is submitted before the final inspection.
As-built and record drawings
In UFGS 01 78 00, as-built drawings are the marked-up drawings the contractor keeps on site to show actual conditions and deviations. The record drawings are the final compilation of those actual conditions.
Warranty management plan
In UFGS 01 78 00, a plan the contractor develops that lists each warranty with its start date and duration, who to call, and a summary of the maintenance required to keep the warranty in force.
Maintenance item
Work that a warranty or specification leaves to the owner, such as inspecting the roof twice a year. Neglecting it can change what a warranty covers, so the warranty form must be read for the maintenance it requires.
Reinspection
A repeat inspection that the contractor requests, in the University of Houston specification, once the work found incomplete in an earlier inspection has been completed or corrected.