Root cause analysis in seven steps
The U.S. Centers for Medicare & Medicaid Services (CMS) describes root cause analysis (RCA) as a structured, facilitated team process to find root causes and develop corrective actions.
Seven steps: identify the event and gather facts; charter a team; describe what happened; find contributing factors; find root causes; design and implement changes; measure their success.
Seven numbered steps in a column from identifying the event to measuring success, with an amber five-whys loop between contributing factors and root causes, joined to a box asking whether the problem would recur if the answer were fixed.
- 1
- Identify the event and gather information (photographs, documents, interviews, quarantined items)
- 2
- Charter the team and a facilitator
- 3
- Describe what happened
- 4
- Identify the contributing factors
- 5
- Identify the root causes
- 6
- Design and implement changes to remove the root causes
- 7
- Measure the success of the changes
Sources
- Guidance for Performing Root Cause Analysis (RCA) with Performance Improvement Projects (PIPs), QAPI tool - U.S. Centers for Medicare & Medicaid Services
